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Corporations, Securities, & Commercial Licensing
Investment Adviser Seminar Registration

The Michigan Corporations, Securities and Commercial Licensing Bureau is conducting an Investment Adviser Seminar for Investment Advisers and applicants. The seminar will provide Investment Advisers and applicants with information on relevant Michigan law as well as an overview of the examination process. The seminars will also be an excellent opportunity to ask the Securities staff questions.

Because of limited seating, each Investment Adviser firm is asked to send a maximum of two representatives. We recommend that at least one compliance officer be sent to the seminar. While it is not necessary that each individual is a registered Investment Adviser, we ask that you indicate whether you are an Investment Adviser on the form below. Investment Advisers will have priority. Registration is on a first come, first serve basis and is free of charge. To attend, please complete the registration information online.

The seminar will be held on Wednesday, May 07, 2014, in Conference Room L150 located at the Detroit Cadillac Place, 3044 W. Grand Blvd. Detroit, MI. There is no admission to enter the building. The building is accessible to people with disabilities. Individuals attending the meeting are requested to refrain from using heavily scented personal care products, in order to enhance accessibility for everyone.

In the event that you need to cancel registration, please send an e-mail with your name, company (if IA Representative), and CRD# to: drostec@michigan.gov.

Investment Adviser Name:
Company (if IA representative):
Address:
City, State, Zip:
Phone No:
- -
IA CRD No:
(required for IAs)  
E-mail Address:
Confirm E-mail Address:
Number Attending: Limit 2. Additional Spaces subject to availability.
 
Attendees First Name
Last Name
Title
 
Please indicate if you are an Investment Adviser:

Session Attending:

 

            Upcoming Securities Investment Advisor Seminars

 
     Date
     Location
             Time
     Wed., May 07, 2014  
     Detroit Cadillac Place
     3044 W. Grand Blvd.
     Detroit, MI 48202
 
9:30a.m. - 12:30p.m.  
 
       Driving Directions to Investment Adviser Seminar
 
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