The Office of Financial and Insurance Regulation (OFIR) is conducting a series of seminars for investment advisers and applicants. The seminars will provide IA’s and applicants with information on relevant Michigan law as well as an overview of the examination process. The seminars will also be an excellent opportunity to ask questions of the OFIR staff.

Each IA is asked to send a maximum of two representatives. The OFIR recommends that at least one compliance officer be sent to the seminar. While it is not necessary that each individual attending be currently employed with an Investment Adviser, please indicate whether or not you are on the form below. Registration is on a first come, first serve basis and is free of charge. To attend, please complete the following online registration form. You are not registered until you receive an e-mail confirmation. If you do not see a date that you would like to attend, please continue checking the website as more locations and dates may be added.

If you have any questions or concerns that you would like to have addressed at the seminar, please e-mail us ahead of time at ofisreg@michigan.gov. While this does not guarantee that your specific question will be covered during the seminar, OFIR will attempt to answer as many relevant questions as is practical.

The seminar sites are accessible and include handicap parking. Individuals attending the seminar are requested to refrain from using heavily scented personal care products, in order to enhance accessibility for everyone. If you require additional accommodations in order to participate in the seminar, need to cancel your reservation or have any questions please contact Connie Droste at 517-335-2529 or e-mail ofisreg@michigan.gov at least 10 working days prior to the scheduled date of the seminar.