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Corporations, Securities, & Commercial Licensing
Investment Adviser Seminar Registration

The Michigan Corporations, Securities and Commercial Licensing Bureau is conducting an Investment Adviser Seminar for Investment Advisers and applicants. The seminar will provide Investment Advisers and applicants with information on relevant Michigan law as well as an overview of the examination process. The seminars will also be an excellent opportunity to ask the Securities staff questions.

Because of limited seating, each Investment Adviser firm is asked to send a maximum of two representatives. We recommend that at least one compliance officer be sent to the seminar. While it is not necessary that each individual is a registered Investment Adviser, we ask that you indicate whether you are an Investment Adviser on the form below. Investment Advisers will have priority. Registration is on a first come, first serve basis and is free of charge. To attend, please complete the registration information online.

The seminar will be held on Wednesday, May 13, 2015- 9:00am to 12:30pm, in Conference Room A located at 7150 Harris Drive, Dimondale, MI 48813. There is no admission to enter the building. The building is accessible to people with disabilities. Individuals attending the meeting are requested to refrain from using heavily scented personal care products, in order to enhance accessibility for everyone.

In the event that you need to cancel registration, please send an e-mail with your name, company (if IA Representative), and CRD# to:

Investment Adviser Name:
Company (if IA representative):
City, State, Zip:
Phone No:
- -
(required for IAs)  
E-mail Address:
Confirm E-mail Address:
Number Attending: Limit 2. Additional Spaces subject to availability.
Attendees First Name
Last Name
Please indicate if you are an Investment Adviser:

Session Attending:


            Upcoming Securities Investment Advisor Seminars

     Wed., May 13, 2015  
     7150 Harris Dr
     Dimondale, MI 48813
9:00a.m. - 12:30p.m.  
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